Privacy Notice

Wealthgate Family Office (WGFO) Privacy Notice

Updated April 29, 2022
FACTS: What does WGFO do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social security number and assets
  • Income and risk tolerance
  • Account transactions and account balances

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons WGFO chooses to share; and whether you can limit this sharing.

Reasons we can share your information

Does WGFO share?

Can you limit this sharing?

For our everyday business purposes -
Such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes
No
For our marketing purposes -
To offer our products and services to you
Yes
No
For joint marketing with other financial companies

No

We do not share

For our affiliates’ everyday business purposes -
Information about your transactions and experiences

Yes

No

For our affiliates’ everyday business purposes –
Information about your creditworthiness

We do not collect

We do not share

For our affiliates to market to you

No

We do not share

For non-affiliates to market to you

No

We do not share

Reasons we can share your information

Does WFGO share?

Can you limit this sharing?

For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
Yes
No
For our marketing purposes – to offer our products and services to you
Yes
No
For joint marketing with other financial companies

No

We do not share

For our affiliates’ everyday business purposes – information about your transactions and experiences

Yes

No

For our affiliates’ everyday business purposes – information about your creditworthiness

We do not collect

We do not share

For our affiliates to market to you

No

We do not share

We do not currently share your information except as necessary to manage your account or as required by law.

Please note: if you are new investor, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer an investor in our fund(s), we continue to share your information as described in this notice.

No

We do not share

To limit our Sharing
We do not currently share your information except as necessary to manage your account or as required by law.
Please note: if you are new investor, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer an investor in our fund(s), we continue to share your information as described in this notice.
What we do
How does WGFO protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does WGFO collect my personal information?

We collect your personal information, for example, when you:

• Complete an investment advisory agreement or other forms
• Open an account or seek advice about your investments
• Make a wire transfer or direct us to buy securities

Why can’t I limit all sharing?
Federal Law gives you the right to limit only:

• Sharing for affiliates’ everyday business purposes – information about your creditworthiness
• Affiliates from using your information to market to you
• Sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.
What happens when I limit sharing for a partnership interest I hold jointly with someone else?
Your choices apply to all parties, unless you inform WGFO otherwise in writing

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and non-financial companies.

WGFO has an affiliated trust company, Wealthgate Trust, which provides trustee and estate administration services. WGFO has an affiliated philanthropic consulting company, The Giving Place, which provides software for philanthropic planning.

Non-affiliates

Companies not related by common ownership or control. They can be financial and non-financial companies.

WGFO may share personal information with non-affiliated third parties, such as broker dealers, banks and investment advisers for business purposes. WGFO may also share personal information with parties who provide technical support, legal counsel, and accounting and compliance professionals.

Joint marketing

A formal agreement between non-affiliated financial companies that together market financial products or services to you.

WGFO does not currently have non-affiliated joint marketing partners.

Other important information:

Questions? Please call 303-351-2380 or email Galen Moore at galen@wealthgatefo.com